4//SEC Filing
ROHM & HAAS CO 4
Accession 0001243902-09-000099
CIK 0000084792operating
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 5:28 PM ET
Size
30.4 KB
Accession
0001243902-09-000099
Insider Transaction Report
Form 4
GUPTA RAJIV
DirectorChairman & CEO
Transactions
- Disposition to Issuer
Employee Stock Option
2009-04-01−91,100→ 0 totalExercise: $41.44Exp: 2010-01-05→ Common Stock (91,100 underlying) - Disposition to Issuer
Employee Stock Option
2009-04-01−300,000→ 0 totalExercise: $38.95Exp: 2012-03-01→ Common Stock (300,000 underlying) - Disposition to Issuer
Employee Stock Option
2009-04-01−157,440→ 0 totalExercise: $40.20Exp: 2014-03-01→ Common Stock (157,440 underlying) - Disposition to Issuer
Employee Stock Option
2009-04-01−181,450→ 0 totalExercise: $50.37Exp: 2016-03-01→ Common Stock (181,450 underlying) - Disposition to Issuer
Employee Stock Option
2009-04-01−95,000→ 0 totalExercise: $52.64Exp: 2017-03-01→ Common Stock (95,000 underlying) - Disposition to Issuer
Common Stock
2009-04-01$78.97/sh−298,329.332$23,559,067→ 0 total - Disposition to Issuer
Common Stock
2009-04-01$78.97/sh−2,837$224,038→ 0 total(indirect: By Spouse) - Disposition to Issuer
Employee Stock Option
2009-04-01−186,500→ 0 totalExercise: $32.84Exp: 2011-03-15→ Common Stock (186,500 underlying) - Disposition to Issuer
Employee Stock Option
2009-04-01−254,270→ 0 totalExercise: $28.50Exp: 2013-02-28→ Common Stock (254,270 underlying) - Disposition to Issuer
Employee Stock Option
2009-04-01−104,780→ 0 totalExercise: $54.38Exp: 2018-03-03→ Common Stock (104,780 underlying) - Disposition to Issuer
Common Stock
2009-04-01$78.97/sh−13,775$1,087,812→ 0 total(indirect: Savings Plan) - Disposition to Issuer
Employee Stock Option
2009-04-01−159,800→ 0 totalExercise: $48.59Exp: 2015-03-01→ Common Stock (159,800 underlying)
Footnotes (5)
- [F1]Pursuant to the Agreement and Plan of Merger dated as of July 10, 2008, by and among Rohm and Haas Company (the "Issuer"), The Dow Chemical Company ("Dow") and Ramses Acquisition Corp., a wholly owned subsidiary of Dow (the "Merger Agreement"), on April 1, 2009, upon the effectiveness of the merger of Ramses Acquisition Corp. with and into the Issuer (the "Merger"), each of the shares of Rohm and Haas Company's common stock, shares of Rohm and Haas Company's restricted stock issued under the 2004 Amended and Restated Rohm and Haas Company Stock Plan, restricted stock units issued under the 2003 Rohm and Haas Company Restricted Stock Units Plan, and deferred stock units issued under the Rohm and Haas Company's Non-Qualified Savings Plans were cancelled and converted into the right to receive $78.97 in cash and less any applicable withholding taxes.
- [F2]Pursuant to the Merger Agreement, immediately upon the effectiveness of the Merger, all amounts held in the Reporting Person's account under the Rohm and Haas Employee Stock Ownership Plan that are denominated in Rohm and Haas Company common stock, were cancelled and converted into the right to receive $78.97 in cash and less any applicable withholding taxes.
- [F3]Pursuant to the Agreement and Plan of Merger dated as of July 10, 2008, by and among Rohm and Haas Company (the "Issuer"), The Dow Chemical Company ("Dow") and Ramses Acquisition Corp., a wholly owned subsidiary of Dow (the "Merger Agreement") , on April 1, 2009, upon the effectiveness of the merger of Ramses Acquisition Corp. with and into the Issuer (the "Merger"), each of the shares of Rohm and Haas Company's common stock were cancelled and converted into the right to receive $78.97 in cash and less any applicable withholding taxes.
- [F4]When originally granted, this option provided for vesting in three equal annual installments beginning on the first anniversary of the grant date.
- [F5]Pursuant to the Merger Agreement, each outstanding stock option to acquire Rohm and Haas Company's common stock, whether vested or not vested, that remained outstanding as of the effective time of the merger was cancelled and converted into the right to receive a cash payment equal to the amount of shares of Rohm and Haas Company's common stock underlying the option multiplied by the amount (if any) by which $78.97 exceeds the applicable exercise price of the option, less any applicable withholding taxes.
Documents
Issuer
ROHM & HAAS CO
CIK 0000084792
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000084792
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 5:28 PM ET
- Size
- 30.4 KB