SPROCK CHARLES M 4
4 · ROME BANCORP INC · Filed Dec 9, 2008
Insider Transaction Report
Form 4
ROME BANCORP INCROME
SPROCK CHARLES M
DirectorChariman, CEO & President
Transactions
- Sale
Rome Bancorp common stock par value 0.01 per share
2008-12-08$8.50/sh−2,400$20,400→ 295,495 total
Holdings
- 29,068(indirect: By Spouse)
Rome Bancorp common stock par value 0.01 per share
- 147,500
Stock options under Rome Bancorp SOP
Exercise: $12.84→ Rome Bancorp common stock par value 0.01 per share (147,500 underlying)
Footnotes (2)
- [F1]The sold shares had been previously pledged to collateralize a loan and were sold as a result of a margin call at the discretion of the lending institution/broker.
- [F2]Options under the 2006 SOP vest in 5 equal installments commencing 5/24/07 and expire on 5/24/16.