4//SEC Filing
EMULEX CORP /DE/ 4
Accession 0001244080-13-000006
CIK 0000350917operating
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 6:14 PM ET
Size
22.0 KB
Accession
0001244080-13-000006
Insider Transaction Report
Form 4
ROCKENBACH MICHAEL J
E V P C F O
Transactions
- Exercise/Conversion
Common Stock
2013-09-15+8,520→ 370,168 total - Award
Performance Shares
2013-09-15+2,305→ 2,305 total→ Performance Cash Settled Units (2,305 underlying) - Exercise/Conversion
Common Stock
2013-09-15+2,305→ 365,392 total - Tax Payment
Common Stock
2013-09-15$7.73/sh−1,894$14,641→ 361,648 total - Tax Payment
Common Stock
2013-09-15$7.73/sh−866$6,694→ 363,087 total - Disposition to Issuer
Common Stock
2013-09-15$7.73/sh−8,520$65,860→ 361,648 total - Award
Common Stock
2013-09-15+2,305→ 363,953 total - Exercise/Conversion
Cash Settled Units
2013-09-15−8,520→ 19,880 totalExercise: $0.00→ Common Stock (8,520 underlying) - Exercise/Conversion
Performance Shares
2013-09-15−2,305→ 0 total→ Performance Cash Settled Units (2,305 underlying) - Disposition to Issuer
Common Stock
2013-09-15$7.73/sh−2,305$17,818→ 363,087 total
Holdings
- 12,680(indirect: by Daughter)
Common Stock
- 12,680(indirect: by Son)
Common Stock
Footnotes (4)
- [F1]Consists of shares withheld by the company to satisfy the tax withholding obligations upon the vesting of an award of restricted stock units previously granted.
- [F2]Represents a portion of the cash settled units granted on September 15, 2012 as previously reported, of which 30% vested on September 15, 2013. Each vested cash settled unit was settled solely in cash equal to the price of one share of Emulex Corporation common stock on the vest date of September 15, 2013.
- [F3]Represents restricted stock units awarded as a result of satisfaction of performance criteria under 12,200 performance stock units previously granted under the Amended and Restated Emulex Corporation 2005 Equity Incentive Plan. On September 15, 2013, an aggregate of 2,305 restricted stock units were earned and an aggregate of 2,305 shares were released, of which an aggregate of 866 shares were withheld by the company to satisfy tax withholding obligations.
- [F4]Represents cash settled units awarded as a result of satisfaction of performance criteria under 12,200 performance cash settled units previously granted under the Amended and Restated Emulex Corporation 2005 Equity Incentive Plan. On September 15, 2013, an aggregate of 2,305 cash settled stock units were earned and vested. Each vested cash settled unit was settled solely in cash equal to the price of one share of Emulex Corporation common stock on the vest date of September 15, 2013.
Documents
Issuer
EMULEX CORP /DE/
CIK 0000350917
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000350917
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 6:14 PM ET
- Size
- 22.0 KB