BEAR STATE FINANCIAL, INC. 4
4 · BEAR STATE FINANCIAL, INC. · Filed Jan 23, 2015
Insider Transaction Report
Form 4
HAMMERSCHMIDT JOHN PAUL
Director
Transactions
- Other
Common Stock
2014-12-15+7,719→ 77,191 total - Award
Restricted Stock Units
2015-01-21+1,100→ 2,322 total→ Common Stock (1,100 underlying) - Other
Common Stock
2014-12-15+444→ 4,444 total(indirect: By Hammerschmidt Lumber Company)
Footnotes (4)
- [F1]On November 12, 2014, the issuer declared a stock dividend of 1 share of common stock, par value $0.01 per share ("Common Stock"), for every 9 shares of Common Stock owned by holders of record at the close of business on December 1, 2014. The stock dividend was paid on December 15, 2014. As a result, the reporting person received 7,719 shares of Common Stock, which are directly beneficially owned by the reporting person, and 444 shares of Common Stock, which are indirectly beneficially owned by the reporting person. At the same time, pursuant to the anti-dilution provisions of the issuer's 2011 Omnibus Incentive Plan, all outstanding restricted stock units were adjusted to account for the stock dividend, resulting in the reporting person receiving 122 additional restricted stock units.
- [F2]Each restricted stock unit represents a contingent right to receive one share of BSF common stock.
- [F3]The restricted stock units were granted pursuant to the 2011 Omnibus Incentive Plan.
- [F4]The restricted stock units vest ratably on the first, second and third anniversaries of the grant date.