BEAR STATE FINANCIAL, INC. 4
4 · BEAR STATE FINANCIAL, INC. · Filed Nov 23, 2015
Insider Transaction Report
Form 4
ADAMS JOHN T
VP and General Counsel
Transactions
- Exercise/Conversion
Stock Options (Rights to Buy)
2015-11-20−3,333→ 13,332 totalExercise: $5.53Exp: 2019-01-25→ Common Stock (3,333 underlying) - Sale
Common Stock
2015-11-20$10.19/sh−3,333$33,963→ 0 total - Sale
Common Stock
2015-11-19$10.00/sh−637$6,370→ 0 total - Exercise/Conversion
Common Stock
2015-11-20$5.53/sh+3,333$18,431→ 3,333 total
Footnotes (2)
- [F1]The reporting person was granted 5,000 options to purchase common stock, par value $0.01 per share ("Common Stock"), of the issuer under the issuer's 2011 Omnibus Incentive Plan on January 25, 2012. The options vested 60% on the third anniversary of the grant date and the remaining options will vest ratably on the fourth and fifth anniversaries of the grant date.
- [F2]On November 12, 2014, the issuer declared a stock dividend of 1 share of Common Stock, for every 9 shares of Common Stock owned by holders of record at the close of business on December 1, 2014. The stock dividend was paid on December 15, 2014. Pursuant to the anti-dilution provisions of the issuer's 2011 Omnibus Incentive Plan, all outstanding stock options were adjusted to account for the stock dividend, resulting in the reporting person receiving 1,665 additional Common Stock options.