Home/Filings/4/0001245105-15-000037
4//SEC Filing

BEAR STATE FINANCIAL, INC. 4

Accession 0001245105-15-000037

CIK 0001006424operating

Filed

Nov 22, 7:00 PM ET

Accepted

Nov 23, 6:11 PM ET

Size

10.6 KB

Accession

0001245105-15-000037

Insider Transaction Report

Form 4
Period: 2015-11-19
ADAMS JOHN T
VP and General Counsel
Transactions
  • Exercise/Conversion

    Stock Options (Rights to Buy)

    2015-11-203,33313,332 total
    Exercise: $5.53Exp: 2019-01-25Common Stock (3,333 underlying)
  • Sale

    Common Stock

    2015-11-20$10.19/sh3,333$33,9630 total
  • Sale

    Common Stock

    2015-11-19$10.00/sh637$6,3700 total
  • Exercise/Conversion

    Common Stock

    2015-11-20$5.53/sh+3,333$18,4313,333 total
Footnotes (2)
  • [F1]The reporting person was granted 5,000 options to purchase common stock, par value $0.01 per share ("Common Stock"), of the issuer under the issuer's 2011 Omnibus Incentive Plan on January 25, 2012. The options vested 60% on the third anniversary of the grant date and the remaining options will vest ratably on the fourth and fifth anniversaries of the grant date.
  • [F2]On November 12, 2014, the issuer declared a stock dividend of 1 share of Common Stock, for every 9 shares of Common Stock owned by holders of record at the close of business on December 1, 2014. The stock dividend was paid on December 15, 2014. Pursuant to the anti-dilution provisions of the issuer's 2011 Omnibus Incentive Plan, all outstanding stock options were adjusted to account for the stock dividend, resulting in the reporting person receiving 1,665 additional Common Stock options.

Issuer

BEAR STATE FINANCIAL, INC.

CIK 0001006424

Entity typeoperating
IncorporatedAR

Related Parties

1
  • filerCIK 0001006424

Filing Metadata

Form type
4
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 6:11 PM ET
Size
10.6 KB