4//SEC Filing
RIIS KENNETH M 4
Accession 0001245522-13-000001
CIK 0001175483other
Filed
Apr 14, 8:00 PM ET
Accepted
Apr 15, 8:14 PM ET
Size
10.3 KB
Accession
0001245522-13-000001
Insider Transaction Report
Form 4
RIIS KENNETH M
DirectorCEO and President
Transactions
- Other
Stock Option (right to buy)
2013-04-11+212,000→ 212,000 totalExercise: $6.22From: 2015-01-01Exp: 2015-12-31→ Common Stock, par value $0.01 (212,000 underlying) - Other
Stock Option (right to buy)
2013-04-11+280,000→ 280,000 totalExercise: $6.70From: 2015-02-01Exp: 2015-12-31→ Common Stock, par value $0.01 (280,000 underlying) - Other
Stock Option (right to buy)
2013-04-11+258,000→ 258,000 totalExercise: $6.71From: 2015-01-01Exp: 2015-12-31→ Common Stock, par value $0.01 (258,000 underlying)
Footnotes (2)
- [F1]The reported stock options were granted by the issuer to Fortress Operating Entity I ("FOE I"), and affiliate of the issuer's manager on March 30, 2012, or May 31, 2013, or July 31, 2013, as applicable, pursuant to the terms of the issuer's Nonqualified Stock Option and Incentive Award Plan. FOE I assigned such options to the reporting person, who assumed the options for no value.
- [F2]The stock options may terminate earlier upon termination of employment, as set forth in the applicable award agreement.
Documents
Issuer
NEWCASTLE INVESTMENT CORP
CIK 0001175483
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001245522
Filing Metadata
- Form type
- 4
- Filed
- Apr 14, 8:00 PM ET
- Accepted
- Apr 15, 8:14 PM ET
- Size
- 10.3 KB