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4//SEC Filing

Kilian Thomas B 4

Accession 0001246360-09-002986

CIK 0001383803other
View on SEC.govCompany Profile

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 4:27 PM ET

Size

10.3 KB

Accession

0001246360-09-002986

Insider Transaction Report

Form 4
Period: 2009-11-02
JMP Group Inc.JMP
Kilian Thomas B
DirectorOther
Transactions
  • Tax Payment

    Common Stock

    2009-11-02$8.16/sh−16,450$134,232→ 72,321 total
  • Exercise/Conversion

    Common Stock

    2009-11-02+35,000→ 88,771 total
  • Exercise/Conversion

    Restricted Stock Unit

    2009-11-02−35,000→ 37,500 total
    Exercise: $0.00From: 2009-11-02Exp: 2009-11-02→ Common Stock (72,500 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    130,803
Footnotes (6)
  • [F1]Held by the Kilian Family Revocable Trust dtd 2/23/2007.
  • [F2]Acquisition of common stock resulting from vesting and delivery of 100% of the restricted stock units granted on 02/05/2009.
  • [F3]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of 100% of the restricted stock units granted on 02/05/2009.
  • [F4]Each unit represents a right to receive one shares of common stock or an amount equal to the fair market value of one share of common stock on the applicable vesting date.
  • [F5]As of 11/02/2009, the Compensation Committee of the Board of Directors accelerated the vesting of 100% of the restricted stock units granted on 02/05/2009.
  • [F6]As of 11/02/2009, the Compensation Committee of the Board of Directors accelerated the vesting of 100% of the restricted stock units granted on 02/05/2009.

Documents

1 file

Issuer

JMP Group Inc.

CIK 0001383803

→
Entity typeother

Related Parties

1
  • filerCIK 0001398091

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 4:27 PM ET
Size
10.3 KB
View on SEC.gov