STUEVER A LAWRENCE 4
4 · ROCKWELL AUTOMATION INC · Filed Dec 6, 2011
Insider Transaction Report
Form 4
STUEVER A LAWRENCE
VP and General Auditor
Transactions
- Exercise/Conversion
Common Stock
2011-12-03+3,600→ 16,252 total - Sale
Common Stock
2011-12-05$75.27/sh−1,491$112,230→ 14,761 total - Exercise/Conversion
Performance Shares
2011-12-03−3,600→ 0 totalFrom: 2011-12-03Exp: 2011-12-03→ Common Stock (3,600 underlying)
Holdings
- 14,267.216(indirect: By Savings Plan)
Common Stock
Footnotes (5)
- [F1]Shares represented by Company stock fund units acquired under the Company Savings Plan, based on information furnished by the Plan Administrator as of 10/31/2011.
- [F2]Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
- [F3]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $75.271 to $75.2759. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F4]Sale of shares pursuant to Rule 10b5-1 trading plan to cover taxes due on restricted stock and performance shares that vested on 12/03/2011.
- [F5]1,360 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.