4//SEC Filing
EISENBROWN STEVEN A 4
Accession 0001246360-12-004554
CIK 0001024478other
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 6:00 PM ET
Size
20.6 KB
Accession
0001246360-12-004554
Insider Transaction Report
Form 4
EISENBROWN STEVEN A
Sr. Vice President
Transactions
- Sale
Common Stock
2012-11-28$78.92/sh−50,500$3,985,485→ 15,987 total - Exercise/Conversion
Common Stock
2012-11-28$46.16/sh+16,133$744,699→ 53,721 total - Exercise/Conversion
Common Stock
2012-11-28$29.37/sh+22,067$648,108→ 37,588 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-11-28−16,133→ 16,834 totalExercise: $46.16From: 2010-12-09Exp: 2019-12-09→ Common Stock (16,133 underlying) - Discretionary Transaction
Common Stock
2012-11-28$79.00/sh−6,772.152$535,000→ 41.128 total(indirect: By Savings Plan) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-11-28−12,766→ 25,534 totalExercise: $69.57From: 2011-12-07Exp: 2020-12-07→ Common Stock (12,766 underlying) - Discretionary Transaction
Common Stock Share Equivalents
2012-11-28−2,734.177→ 19.17 total(indirect: Nonqual. Savings Plan)Exercise: $79.00→ Common Stock (2,753.347 underlying) - Exercise/Conversion
Common Stock
2012-11-28$69.57/sh+12,766$888,131→ 66,487 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-11-28−22,067→ 0 totalExercise: $29.37From: 2009-12-03Exp: 2018-12-03→ Common Stock (22,067 underlying)
Footnotes (6)
- [F1]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $78.70 to $79.09. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F2]6,930 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
- [F3]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this peron, based on information furnished by the Plan Administrator as of 11/28/2012.
- [F4]The share equivalents are payable in cash upon retirement or after termination of employment.
- [F5]The share equivalents are payable in cash upon retirement or after termination of employment.
- [F6]Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 11/28/2012.
Documents
Issuer
ROCKWELL AUTOMATION INC
CIK 0001024478
Entity typeother
Related Parties
1- filerCIK 0001278043
Filing Metadata
- Form type
- 4
- Filed
- Nov 28, 7:00 PM ET
- Accepted
- Nov 29, 6:00 PM ET
- Size
- 20.6 KB