RUFF ROBERT A 4

4 · ROCKWELL AUTOMATION INC · Filed Feb 19, 2013

Form 4

Period: 2013-02-15

Sr. Vice President

Transactions

Exercise/Conversion
Common Stock
2013-02-15$56.36/sh+16,450$927,122→ 81,649 total
Sale
Common Stock
2013-02-15$91.15/sh−25,068$2,284,996→ 56,581 total
Sale
Common Stock
2013-02-19$91.28/sh−2,432$221,995→ 56,581 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-02-15−16,450→ 1,750 total
Exercise: $56.36From: 2006-11-07Exp: 2015-11-07→ Common Stock (16,450 underlying)
Exercise/Conversion
Common Stock
2013-02-15$63.59/sh+8,618$548,019→ 65,199 total
Exercise/Conversion
Common Stock
2013-02-19$63.59/sh+2,432$154,651→ 59,013 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-02-15−8,618→ 2,432 total
Exercise: $63.59From: 2007-12-06Exp: 2016-12-06→ Common Stock (8,618 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-02-19−2,432→ 0 total
Exercise: $63.59From: 2007-12-06Exp: 2016-12-06→ Common Stock (2,432 underlying)

Footnotes (3)

[F1]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $91.00 to $91.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $91.28 to $91.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F3]5,210 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.

Documents

1 file