BERRY PETROLEUM CO 4

Accession 0001246360-13-001909

CIK 0000778438operating

Filed

Mar 5, 7:00 PM ET

Accepted

Mar 6, 8:42 AM ET

Size

38.8 KB

Accession

0001246360-13-001909

Form 4

Period: 2013-03-04

VP of CA Production

Transactions

Exercise/Conversion
March 4, 2013 Employee RSU Grant
2013-03-04+14,116→ 14,116 total
Exercise: $0.00From: 2014-03-04Exp: 2023-03-04→ Class A Common Stock (14,116 underlying)
Sale
Class A Common Stock
2013-03-04$45.69/sh−159$7,265→ 13,319 total
Exercise/Conversion
Class A Common Stock
2013-03-04$45.80/sh+1,473$67,463→ 8,096 total
Sale
Class A Common Stock
2013-03-05$46.32/sh−400$18,528→ 11,601 total
Sale
Class A Common Stock
2013-03-05$46.32/sh−700$32,425→ 10,901 total
Exercise/Conversion
Class A Common Stock
2013-03-04$46.05/sh+5,382$247,841→ 13,478 total
Sale
Class A Common Stock
2013-03-04$45.70/sh−300$13,712→ 12,919 total
Exercise/Conversion
March 2, 2012 Employee RSU Grant
2013-03-04$45.80/sh−1,473$67,463→ 4,422 total
Exercise: $0.00From: 2013-03-02Exp: 2022-03-02→ Class A Common Stock (5,895 underlying)
Exercise/Conversion
Perf Based RSUs 3-16-10
2013-03-04$46.05/sh−5,382$247,841→ 2,879 total
Exercise: $0.00From: 2012-12-31Exp: 2012-12-31→ Class A Common Stock (8,261 underlying)
Sale
Class A Common Stock
2013-03-04$45.70/sh−100$4,570→ 13,219 total
Sale
Class A Common Stock
2013-03-05$46.31/sh−918$42,515→ 12,001 total
Exercise/Conversion
Perf Based RSUs 3-16-10
2013-03-04−2,879→ 0 total
Exercise: $0.00From: 2012-12-31Exp: 2012-12-31→ Class A Common Stock (8,261 underlying)

Holdings

Nonstatutory Stock Option 12-15-06
Exercise: $32.56From: 2007-12-15Exp: 2016-12-14→ Class A Common Stock (20,000 underlying)
20,000
2007 Restricted Stock Unit
Exercise: $0.00From: 2008-12-14Exp: 2017-12-13→ Class A Common Stock (2,856 underlying)
2,856
NSO 2007
Exercise: $43.61From: 2008-12-14Exp: 2017-12-13→ Class A Common Stock (14,279 underlying)
14,279
2008 Restricted Stock Units
Exercise: $0.00From: 2009-12-12Exp: 2018-12-11→ Class A Common Stock (21,334 underlying)
21,334
2009 Restricted Stock Units
Exercise: $0.00From: 2010-12-11Exp: 2019-12-11→ Class A Common Stock (19,594 underlying)
19,594
March 2011 Employee RSU Grant
Exercise: $0.00From: 2012-03-02Exp: 2021-03-02→ Class A Common Stock (6,444 underlying)
6,444
Perf Based RSU 3-2-2011
Exercise: $0.00From: 2013-12-31Exp: 2021-03-02→ Class A Common Stock (5,637 underlying)
5,637
Non-Statutory Stock Option 3-2-2011 - $48.50
Exercise: $48.50From: 2012-03-02Exp: 2021-03-02→ Class A Common Stock (7,395 underlying)
7,395
Non Statutory Stock Option 3-2-12
Exercise: $53.02From: 2013-03-02Exp: 2022-03-02→ Class A Common Stock (6,957 underlying)
6,957
Perf Based RSUs 3-2-12
Exercise: $0.00From: 2014-12-31Exp: 2022-03-02→ Class A Common Stock (5,157 underlying)
5,157
Class A Common Stock
(indirect: By 401(k))
4,393
Nonstatutory Stock Option 12-15-05
Exercise: $30.64From: 2006-12-15Exp: 2015-12-15→ Class A Common Stock (20,000 underlying)
20,000

Footnotes (8)

[F1]1 for 1
[F2]Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
[F3]The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
[F4]The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
[F5]Vested shares issued pursuant to Rule 16b-3 plan.
[F6]Performance Shares issued pursuant to terms of Award Agreement under Rule 16b-3 Plan.
[F7]Grant of Restricted Stock Unit (RSU) under the Company's 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). RSUs vest 25% per year from date of grant.
[F8]Performance Shares cancelled in excess of shares issued under terms of Performance Share Plan.

Documents

1 file

BERRY PETROLEUM CO

CIK 0000778438

Entity typeoperating

IncorporatedDE