4//SEC Filing
RUFF ROBERT A 4
Accession 0001246360-13-002990
CIK 0001024478other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 6:49 PM ET
Size
21.8 KB
Accession
0001246360-13-002990
Insider Transaction Report
Form 4
RUFF ROBERT A
Sr. Vice President
Transactions
- Exercise/Conversion
Common Stock
2013-05-20$74.14/sh+433$32,103→ 76,731 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-05-20−17,034→ 2,100 totalExercise: $46.16From: 2010-12-09Exp: 2019-12-09→ Common Stock (17,034 underlying) - Exercise/Conversion
Common Stock
2013-05-20$46.16/sh+17,034$786,289→ 73,615 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-05-20−1,750→ 0 totalExercise: $56.36From: 2006-11-07Exp: 2015-11-07→ Common Stock (1,750 underlying) - Exercise/Conversion
Common Stock
2013-05-20$56.36/sh+1,750$98,630→ 75,365 total - Sale
Common Stock
2013-05-20$91.12/sh−17,034$1,552,060→ 59,697 total - Discretionary Transaction
Common Stock
2013-05-20$90.91/sh−210.448$19,132→ 0 total(indirect: By Savings Plan) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-05-20−933→ 37,367 totalExercise: $69.57From: 2011-12-07Exp: 2020-12-07→ Common Stock (933 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-05-20−433→ 20,967 totalExercise: $74.14From: 2012-12-01Exp: 2021-12-01→ Common Stock (433 underlying) - Exercise/Conversion
Common Stock
2013-05-20$69.57/sh+933$64,909→ 76,298 total
Footnotes (4)
- [F1]The option vests in three substantially equal annual installments beginning on the date exercisable.
- [F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $90.7819 to $91.61. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F3]5,210 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
- [F4]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 05/20/2013. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Documents
Issuer
ROCKWELL AUTOMATION INC
CIK 0001024478
Entity typeother
Related Parties
1- filerCIK 0001278047
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 6:49 PM ET
- Size
- 21.8 KB