RUFF ROBERT A 4

4 · ROCKWELL AUTOMATION INC · Filed May 21, 2013

Form 4

Period: 2013-05-20

Sr. Vice President

Transactions

Exercise/Conversion
Common Stock
2013-05-20$74.14/sh+433$32,103→ 76,731 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-05-20−17,034→ 2,100 total
Exercise: $46.16From: 2010-12-09Exp: 2019-12-09→ Common Stock (17,034 underlying)
Exercise/Conversion
Common Stock
2013-05-20$46.16/sh+17,034$786,289→ 73,615 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-05-20−1,750→ 0 total
Exercise: $56.36From: 2006-11-07Exp: 2015-11-07→ Common Stock (1,750 underlying)
Exercise/Conversion
Common Stock
2013-05-20$56.36/sh+1,750$98,630→ 75,365 total
Sale
Common Stock
2013-05-20$91.12/sh−17,034$1,552,060→ 59,697 total
Discretionary Transaction
Common Stock
2013-05-20$90.91/sh−210.448$19,132→ 0 total(indirect: By Savings Plan)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-05-20−933→ 37,367 total
Exercise: $69.57From: 2011-12-07Exp: 2020-12-07→ Common Stock (933 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-05-20−433→ 20,967 total
Exercise: $74.14From: 2012-12-01Exp: 2021-12-01→ Common Stock (433 underlying)
Exercise/Conversion
Common Stock
2013-05-20$69.57/sh+933$64,909→ 76,298 total

Footnotes (4)

[F1]The option vests in three substantially equal annual installments beginning on the date exercisable.
[F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $90.7819 to $91.61. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F3]5,210 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
[F4]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 05/20/2013. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Documents

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