DIODES INC /DEL/ 4
4 · DIODES INC /DEL/ · Filed Jul 30, 2013
Insider Transaction Report
Form 4
DIODES INC /DEL/DIOD
LIU JOSEPH
Sr. VP, Operations
Transactions
- Exercise/Conversion
Diodes Incorporated Common Stock
2013-07-26$5.80/sh+31,179$180,698→ 192,310 total - Sale
Diodes Incorporated Common Stock
2013-07-26$26.46/sh−33,917$897,359→ 158,393 total - Exercise/Conversion
Diodes Incorporated Common Stock
2013-07-26$5.80/sh+19,446$112,699→ 161,131 total - Exercise/Conversion
8/1/03 DIOD NQSO
2013-07-26−31,179→ 0 totalExercise: $5.80From: 2004-08-01Exp: 2013-08-01→ Diodes Incorporated Common Stock (31,179 underlying) - Exercise/Conversion
8/1/03 DIOD ISO
2013-07-26−19,446→ 0 totalExercise: $5.80From: 2004-08-01Exp: 2013-08-01→ Diodes Incorporated Common Stock (19,446 underlying)
Footnotes (6)
- [F1]Exercise pursuant to previously filed 10b5-1 Plan.
- [F2]Granted under Rule 16b-3 Plan.
- [F3]Incentive stock options exercisable in three equal annual installments beginning 08/01/2004.
- [F4]Non-qualified stock options exercisable in three equal annual installments beginning 08/01/2004.
- [F5]Sale pursuant to previously filed 10b5-1 Plan.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.19 to $26.889, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.