4//SEC Filing
ASPEN TECHNOLOGY INC /DE/ 4
Accession 0001246360-13-004270
CIK 0000929940operating
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 5:42 PM ET
Size
31.7 KB
Accession
0001246360-13-004270
Insider Transaction Report
Form 4
FUSCO MARK
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2013-09-05$23.38/sh+555$12,976→ 342,846 total - Exercise/Conversion
Common Stock
2013-09-05$15.50/sh+6,250$96,875→ 342,291 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-09-05−555→ 75,465 totalExercise: $23.38Exp: 2022-07-31→ Common Stock (555 underlying) - Exercise/Conversion
Common Stock
2013-09-05$9.55/sh+9,331$89,111→ 317,320 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-09-05−10,471→ 0 totalExercise: $9.55Exp: 2019-11-08→ Common Stock (10,471 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-09-05−6,250→ 50,000 totalExercise: $15.50Exp: 2021-07-31→ Common Stock (6,250 underlying) - Exercise/Conversion
Common Stock
2013-09-06$23.38/sh+5,292$123,727→ 313,281 total - Exercise/Conversion
Common Stock
2013-09-05$10.93/sh+8,250$90,173→ 336,041 total - Sale
Common Stock
2013-09-05$34.28/sh−34,857$1,194,877→ 307,989 total - Exercise/Conversion
Common Stock
2013-09-05$9.55/sh+10,471$99,998→ 327,791 total - Sale
Common Stock
2013-09-06$34.41/sh−6,800$233,987→ 301,189 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-09-05−9,331→ 0 totalExercise: $9.55Exp: 2019-11-08→ Common Stock (9,331 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-09-06−5,292→ 70,173 totalExercise: $23.38Exp: 2022-07-31→ Common Stock (5,292 underlying) - Sale
Common Stock
2013-09-06$34.26/sh−5,292$181,329→ 307,989 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-09-05−8,250→ 33,000 totalExercise: $10.93Exp: 2020-08-01→ Common Stock (8,250 underlying)
Footnotes (9)
- [F1]The option granted at the exercise price of $9.55, representing a right to purchase 117,529 shares, was vested as to 80,000 shares on the date of grant. The balance became exercisable in 4 equal consecutive quarterly installments of 8,000 shares on the last business day of each quarter, beginning on September 30, 2010. The final increment of 5,529 shares became exercisable on June 30, 2011.
- [F2]The option granted at the exercise price of $9.55, representing a right to purchase 10,471 shares, vested as to 8,000 shares on March 31, 2011, and the balance of 2,471 shares vested on June 30, 2011.
- [F3]The option granted at the exercise price of $10.93, representing a right to purchase 132,000 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010.
- [F4]The option granted at the exercise price of $15.50, representing a right to purchase 100,000 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.25 to $34.375, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The option granted at the exercise price of $23.38, representing a right to purchase 93,563 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.25 to $34.34, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The option granted at the exercise price of $23.38, representing a right to purchase 93,563 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.40 to $34.43, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
ASPEN TECHNOLOGY INC /DE/
CIK 0000929940
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000929940
Filing Metadata
- Form type
- 4
- Filed
- Sep 8, 8:00 PM ET
- Accepted
- Sep 9, 5:42 PM ET
- Size
- 31.7 KB