Home/Filings/4/0001246360-13-005000
4//SEC Filing

BERRY PETROLEUM CO 4

Accession 0001246360-13-005000

CIK 0000778438operating

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 9:35 AM ET

Size

22.4 KB

Accession

0001246360-13-005000

Insider Transaction Report

Form 4
Period: 2013-11-15
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2013-11-15$9.61/sh+10,000$96,100240,558 total
  • Exercise/Conversion

    Nonstatutory Stock Options 12-2-03

    2013-11-1510,0000 total
    Exercise: $9.61From: 2003-12-02Exp: 2013-12-02Class A Common Stock (10,000 underlying)
  • Sale

    Class A Common Stock

    2013-11-15$51.42/sh4,319$222,071236,239 total
Holdings
  • Class A Common Stock

    (indirect: By Trust)
    123,363
  • Nonstatutory Stock Options 12-2-04

    Exercise: $21.77From: 2004-12-02Exp: 2014-12-02Class A Common Stock (10,000 underlying)
    10,000
  • Phantom Stock Units

    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08Class A Common Stock (48,260 underlying)
    48,768
  • March 2011 Director RSU

    Exercise: $0.00From: 2011-03-02Exp: 2021-03-02Class A Common Stock (2,499 underlying)
    2,499
  • Nonstatutory Stock Option 12-15-06

    Exercise: $32.56From: 2006-12-15Exp: 2016-12-14Class A Common Stock (10,000 underlying)
    10,000
  • March 4, 2013 Director RSU Grant

    Exercise: $0.00From: 2013-03-04Exp: 2023-03-04Class A Common Stock (2,629 underlying)
    2,629
  • Class A Common Stock

    (indirect: By Children)
    28,208
  • Class A Common Stock

    (indirect: By Foundation)
    75,250
  • Nonstatutory Stock Option 12-15-05

    Exercise: $30.64From: 2005-12-15Exp: 2015-12-15Class A Common Stock (10,000 underlying)
    10,000
  • 2007 Restricted Stock Unit

    Exercise: $0.00From: 2008-01-01Exp: 2017-12-13Class A Common Stock (792 underlying)
    792
  • NSO 2007

    Exercise: $43.61From: 2007-12-14Exp: 2017-12-13Class A Common Stock (3,956 underlying)
    3,956
  • March 2 2012 Director RSU Grant

    Exercise: $0.00From: 2012-03-02Exp: 2022-03-02Class A Common Stock (2,231 underlying)
    2,231
Footnotes (6)
  • [F1]1 for 1
  • [F2]Phantom Stock Units acquired under the Company's Non-Employee Director Deferred Compensation Plan in a transaction exempt under Rule 16b-3(c). Shares of Common Stock are issued under terms of the Plan upon resignation from the board of directors.
  • [F3]Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
  • [F4]The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
  • [F5]Options exercised and shares sold under a 10b5-1 Plan established by filer.
  • [F6]Options exercised under a 10b5-1 Plan established by filer

Issuer

BERRY PETROLEUM CO

CIK 0000778438

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000778438

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 9:35 AM ET
Size
22.4 KB