4//SEC Filing
BERRY PETROLEUM CO 4
Accession 0001246360-13-005000
CIK 0000778438operating
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 9:35 AM ET
Size
22.4 KB
Accession
0001246360-13-005000
Insider Transaction Report
Form 4
BUSCH RALPH B III
Director
Transactions
- Exercise/Conversion
Class A Common Stock
2013-11-15$9.61/sh+10,000$96,100→ 240,558 total - Exercise/Conversion
Nonstatutory Stock Options 12-2-03
2013-11-15−10,000→ 0 totalExercise: $9.61From: 2003-12-02Exp: 2013-12-02→ Class A Common Stock (10,000 underlying) - Sale
Class A Common Stock
2013-11-15$51.42/sh−4,319$222,071→ 236,239 total
Holdings
- 123,363(indirect: By Trust)
Class A Common Stock
- 10,000
Nonstatutory Stock Options 12-2-04
Exercise: $21.77From: 2004-12-02Exp: 2014-12-02→ Class A Common Stock (10,000 underlying) - 48,768
Phantom Stock Units
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Class A Common Stock (48,260 underlying) - 2,499
March 2011 Director RSU
Exercise: $0.00From: 2011-03-02Exp: 2021-03-02→ Class A Common Stock (2,499 underlying) - 10,000
Nonstatutory Stock Option 12-15-06
Exercise: $32.56From: 2006-12-15Exp: 2016-12-14→ Class A Common Stock (10,000 underlying) - 2,629
March 4, 2013 Director RSU Grant
Exercise: $0.00From: 2013-03-04Exp: 2023-03-04→ Class A Common Stock (2,629 underlying) - 28,208(indirect: By Children)
Class A Common Stock
- 75,250(indirect: By Foundation)
Class A Common Stock
- 10,000
Nonstatutory Stock Option 12-15-05
Exercise: $30.64From: 2005-12-15Exp: 2015-12-15→ Class A Common Stock (10,000 underlying) - 792
2007 Restricted Stock Unit
Exercise: $0.00From: 2008-01-01Exp: 2017-12-13→ Class A Common Stock (792 underlying) - 3,956
NSO 2007
Exercise: $43.61From: 2007-12-14Exp: 2017-12-13→ Class A Common Stock (3,956 underlying) - 2,231
March 2 2012 Director RSU Grant
Exercise: $0.00From: 2012-03-02Exp: 2022-03-02→ Class A Common Stock (2,231 underlying)
Footnotes (6)
- [F1]1 for 1
- [F2]Phantom Stock Units acquired under the Company's Non-Employee Director Deferred Compensation Plan in a transaction exempt under Rule 16b-3(c). Shares of Common Stock are issued under terms of the Plan upon resignation from the board of directors.
- [F3]Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
- [F4]The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
- [F5]Options exercised and shares sold under a 10b5-1 Plan established by filer.
- [F6]Options exercised under a 10b5-1 Plan established by filer
Documents
Issuer
BERRY PETROLEUM CO
CIK 0000778438
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000778438
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 9:35 AM ET
- Size
- 22.4 KB