4//SEC Filing
ROCKWELL AUTOMATION INC 4
Accession 0001246360-13-005283
$ROKCIK 0001024478operating
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 1:56 PM ET
Size
9.4 KB
Accession
0001246360-13-005283
Insider Transaction Report
Form 4
RUFF ROBERT A
Sr. Vice President
Transactions
- Exercise/Conversion
Common Stock
2013-12-07+7,650→ 57,347 total - Exercise/Conversion
Performance Shares
2013-12-07−7,650→ 0 totalFrom: 2013-12-07Exp: 2013-12-07→ Common Stock (7,650 underlying) - Sale
Common Stock
2013-12-09$111.51/sh−4,967$553,860→ 52,380 total
Footnotes (5)
- [F1]Each performance share represents a contingent right to receive one share of Company common stock.
- [F2]Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
- [F3]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $111.48 to $111.62. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F4]Sale of shares pursuant to Rule 10b5-1 trading plan to cover taxes due on restricted stock and performance shares that vested on 12/07/2013.
- [F5]Includes 2,870 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Documents
Issuer
ROCKWELL AUTOMATION INC
CIK 0001024478
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001024478
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 1:56 PM ET
- Size
- 9.4 KB