ROCKWELL AUTOMATION INC 4
4 · ROCKWELL AUTOMATION INC · Filed Dec 10, 2013
Insider Transaction Report
Form 4
RUFF ROBERT A
Sr. Vice President
Transactions
- Exercise/Conversion
Common Stock
2013-12-07+7,650→ 57,347 total - Exercise/Conversion
Performance Shares
2013-12-07−7,650→ 0 totalFrom: 2013-12-07Exp: 2013-12-07→ Common Stock (7,650 underlying) - Sale
Common Stock
2013-12-09$111.51/sh−4,967$553,860→ 52,380 total
Footnotes (5)
- [F1]Each performance share represents a contingent right to receive one share of Company common stock.
- [F2]Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
- [F3]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $111.48 to $111.62. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F4]Sale of shares pursuant to Rule 10b5-1 trading plan to cover taxes due on restricted stock and performance shares that vested on 12/07/2013.
- [F5]Includes 2,870 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.