GATX CORP 4
4 · GATX CORP · Filed Feb 21, 2014
Insider Transaction Report
Form 4
GATX CORPGMT
GLENN CURT F
Sr. VP, Portfolio Management
Transactions
- Tax Payment
Common Stock
2014-02-20$61.69/sh−5,009$309,005→ 20,625.04 total - Exercise/Conversion
Stock-Settled Stock Appreciation Right
2014-02-20−5,900→ 0 totalExercise: $46.75From: 2008-03-08Exp: 2014-03-08→ Common Stock (5,900 underlying) - Exercise/Conversion
Common Stock
2014-02-20$46.75/sh+5,900$275,825→ 25,634.04 total
Holdings
- 10,864.625(indirect: By 401(k))
Common Stock 401(k)
Footnotes (1)
- [F1]GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants purchase units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.