4//SEC Filing
JMP GROUP LLC 4
Accession 0001246360-15-000147
CIK 0001302350operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 7:35 PM ET
Size
16.9 KB
Accession
0001246360-15-000147
Insider Transaction Report
Form 4
Lehmann Mark L
DirectorPresident, JMP Securities
Transactions
- Exercise/Conversion
Restricted Stock Unit
2014-12-31−73,472→ 117,950 total→ Common Shares (86,475 underlying) - Exercise/Conversion
Restricted Stock Unit
2014-12-31−10,016→ 107,934 total→ Common Shares (10,016 underlying) - Exercise/Conversion
Common Shares
2014-12-31+73,472→ 311,782 total - Exercise/Conversion
Common Shares
2014-12-31−36,257→ 275,525 total - Exercise/Conversion
Common Shares
2014-12-31+10,016→ 227,581 total - Exercise/Conversion
Restricted Stock Unit
2014-12-31−10,729→ 97,205 total→ Common Shares (10,729 underlying) - Exercise/Conversion
Common Shares
2014-12-31+10,729→ 238,310 total
Holdings
- 445,301(indirect: By Trust)
Common Shares
Footnotes (8)
- [F1]Held by the Lehmann Trust dtd 3/4/2009.
- [F2]Reflects the vesting of the final 50% of the deferred restricted stock units granted on February 11, 2013.
- [F3]Reflects the vesting of 50% of the deferred restricted stock units granted on February 11, 2014.
- [F4]Acquisition of common shares resulting from the vesting of 100% of the company performance restricted stock units granted on February 8, 2012.
- [F5]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
- [F6]Reflects vesting of restricted stock units described above.
- [F7]Restricted stock units expire upon vesting.
- [F8]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting of the restricted stock units described above.
Documents
Issuer
JMP GROUP LLC
CIK 0001302350
Entity typeoperating
Related Parties
1- filerCIK 0001302350
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 7:35 PM ET
- Size
- 16.9 KB