JMP GROUP LLC 4
4 · JMP GROUP LLC · Filed Jan 5, 2015
Insider Transaction Report
Form 4
Lehmann Mark L
DirectorPresident, JMP Securities
Transactions
- Exercise/Conversion
Restricted Stock Unit
2014-12-31−73,472→ 117,950 total→ Common Shares (86,475 underlying) - Exercise/Conversion
Restricted Stock Unit
2014-12-31−10,016→ 107,934 total→ Common Shares (10,016 underlying) - Exercise/Conversion
Common Shares
2014-12-31+73,472→ 311,782 total - Exercise/Conversion
Common Shares
2014-12-31−36,257→ 275,525 total - Exercise/Conversion
Common Shares
2014-12-31+10,016→ 227,581 total - Exercise/Conversion
Restricted Stock Unit
2014-12-31−10,729→ 97,205 total→ Common Shares (10,729 underlying) - Exercise/Conversion
Common Shares
2014-12-31+10,729→ 238,310 total
Holdings
- 445,301(indirect: By Trust)
Common Shares
Footnotes (8)
- [F1]Held by the Lehmann Trust dtd 3/4/2009.
- [F2]Reflects the vesting of the final 50% of the deferred restricted stock units granted on February 11, 2013.
- [F3]Reflects the vesting of 50% of the deferred restricted stock units granted on February 11, 2014.
- [F4]Acquisition of common shares resulting from the vesting of 100% of the company performance restricted stock units granted on February 8, 2012.
- [F5]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
- [F6]Reflects vesting of restricted stock units described above.
- [F7]Restricted stock units expire upon vesting.
- [F8]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting of the restricted stock units described above.