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4//SEC Filing

JMP GROUP LLC 4

Accession 0001246360-15-003672

CIK 0001302350operating
View on SEC.govCompany Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 3:56 PM ET

Size

15.6 KB

Accession

0001246360-15-003672

Insider Transaction Report

Form 4
Period: 2015-12-01
JMP GROUP LLCJMP
Lehmann Mark L
DirectorPresident, JMP Securities
Transactions
  • Tax Payment

    Common Shares

    2015-12-01$6.19/sh−5,598$34,652→ 15,363 total
  • Tax Payment

    Common Shares

    2015-12-01$6.19/sh−5,338$33,042→ 10,025 total
  • Exercise/Conversion

    Common Shares

    2015-12-01+10,730→ 10,730 total
  • Exercise/Conversion

    Restricted Share Unit

    2015-12-01−10,730→ 106,938 total
    Exercise: $0.00From: 2015-12-01Exp: 2015-12-01→ Common Shares (10,730 underlying)
  • Exercise/Conversion

    Common Shares

    2015-12-01+10,231→ 20,961 total
  • Exercise/Conversion

    Restricted Share Unit

    2015-12-01−10,231→ 96,707 total
    Exercise: $0.00From: 2015-12-01Exp: 2015-12-01→ Common Shares (10,231 underlying)
Holdings

  • Common Shares

    (indirect: By Trust)
    720,826
Footnotes (8)
  • [F1]Held by the Lehmann Trust dtd 3/4/2009.
  • [F2]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
  • [F3]Acquisition of common shares resulting from the vesting and delivery of 50% of the restricted share units granted on February 4, 2015.
  • [F4]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
  • [F5]The issuer and the reporting person mutually agreed to accelerate the vesting date for the remaining 50% of the Deferred Restricted Share Units granted on February 11, 2014, from December 31, 2015, to December 1, 2015.
  • [F6]The issuer and the reporting person mutually agreed to accelerate the vesting date for the 50% of the Deferred Restricted Share Units granted on February 4, 2015, from December 31, 2015, to December 1, 2015.
  • [F7]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
  • [F8]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of 50% of the restricted share units granted on February 4, 2015.

Documents

1 file

Issuer

JMP GROUP LLC

CIK 0001302350

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001302350

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 3:56 PM ET
Size
15.6 KB
View on SEC.gov