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JMP GROUP LLC 4

Accession 0001246360-15-003674

CIK 0001302350operating
View on SEC.govCompany Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 3:56 PM ET

Size

15.6 KB

Accession

0001246360-15-003674

Insider Transaction Report

Form 4
Period: 2015-12-01
JMP GROUP LLCJMP
Mack Carter D
DirectorPresident
Transactions
  • Tax Payment

    Common Shares

    2015-12-01$6.19/sh−6,228$38,551→ 296,469 total
  • Exercise/Conversion

    Common Shares

    2015-12-01+14,306→ 298,224 total
  • Exercise/Conversion

    Common Shares

    2015-12-01+11,937→ 310,161 total
  • Exercise/Conversion

    Restricted Share Unit

    2015-12-01−14,306→ 23,876 total
    Exercise: $0.00From: 2015-12-01Exp: 2015-12-01→ Common Shares (14,306 underlying)
  • Tax Payment

    Common Shares

    2015-12-01$6.19/sh−7,464$46,202→ 302,697 total
  • Exercise/Conversion

    Restricted Share Unit

    2015-12-01−11,937→ 11,939 total
    Exercise: $0.00From: 2015-12-01Exp: 2015-12-01→ Common Shares (11,937 underlying)
Holdings

  • Common Shares

    (indirect: By Trust)
    1,024,710
Footnotes (8)
  • [F1]Held by the Mack Trust dated February 14, 2002.
  • [F2]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
  • [F3]Acquisition of common shares resulting from the vesting and delivery of 50% of the restricted share units granted on February 4, 2015.
  • [F4]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
  • [F5]The issuer and the reporting person mutually agreed to accelerate the vesting date for the remaining 50% of the Deferred Restricted Share Units granted on February 11, 2014, from December 31, 2015, to December 1, 2015.
  • [F6]The issuer and the reporting person mutually agreed to accelerate the vesting date for the 50% of the Deferred Restricted Share Units granted on February 4, 2015, from December 31, 2015, to December 1, 2015.
  • [F7]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
  • [F8]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of 50% of the restricted share units granted on February 4, 2015.

Documents

1 file

Issuer

JMP GROUP LLC

CIK 0001302350

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001302350

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 3:56 PM ET
Size
15.6 KB
View on SEC.gov