JMP GROUP LLC 4

4 · JMP GROUP LLC · Filed Dec 3, 2015

Form 4

Period: 2015-12-01

DirectorPresident

Transactions

Tax Payment
Common Shares
2015-12-01$6.19/sh−6,228$38,551→ 296,469 total
Exercise/Conversion
Common Shares
2015-12-01+14,306→ 298,224 total
Exercise/Conversion
Common Shares
2015-12-01+11,937→ 310,161 total
Exercise/Conversion
Restricted Share Unit
2015-12-01−14,306→ 23,876 total
Exercise: $0.00From: 2015-12-01Exp: 2015-12-01→ Common Shares (14,306 underlying)
Tax Payment
Common Shares
2015-12-01$6.19/sh−7,464$46,202→ 302,697 total
Exercise/Conversion
Restricted Share Unit
2015-12-01−11,937→ 11,939 total
Exercise: $0.00From: 2015-12-01Exp: 2015-12-01→ Common Shares (11,937 underlying)

Holdings

Footnotes (8)

[F1]Held by the Mack Trust dated February 14, 2002.
[F2]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
[F3]Acquisition of common shares resulting from the vesting and delivery of 50% of the restricted share units granted on February 4, 2015.
[F4]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
[F5]The issuer and the reporting person mutually agreed to accelerate the vesting date for the remaining 50% of the Deferred Restricted Share Units granted on February 11, 2014, from December 31, 2015, to December 1, 2015.
[F6]The issuer and the reporting person mutually agreed to accelerate the vesting date for the 50% of the Deferred Restricted Share Units granted on February 4, 2015, from December 31, 2015, to December 1, 2015.
[F7]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
[F8]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of 50% of the restricted share units granted on February 4, 2015.

Documents

1 file