JMP GROUP LLC 4
4 · JMP GROUP LLC · Filed Dec 3, 2015
Insider Transaction Report
Form 4
Transactions
- Tax Payment
Common Shares
2015-12-01$6.19/sh−5,862$36,286→ 87,361 total - Exercise/Conversion
Restricted Share Unit
2015-12-01−11,236→ 27,189 totalExercise: $0.00From: 2015-12-01Exp: 2015-12-01→ Common Shares (11,236 underlying) - Exercise/Conversion
Common Shares
2015-12-01+11,236→ 79,990 total - Exercise/Conversion
Common Shares
2015-12-01+13,233→ 93,223 total - Tax Payment
Common Shares
2015-12-01$6.19/sh−6,904$42,736→ 80,457 total - Exercise/Conversion
Restricted Share Unit
2015-12-01−13,233→ 13,956 totalExercise: $0.00From: 2015-12-01Exp: 2015-12-01→ Common Shares (13,233 underlying)
Footnotes (7)
- [F1]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
- [F2]Acquisition of common shares resulting from the vesting and delivery of 50% of the restricted share units granted on February4, 2015.
- [F3]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
- [F4]The issuer and the reporting person mutually agreed to accelerate the vesting date for the remaining 50% of the Deferred Restricted Share Units granted on February 11, 2014, from December 31, 2015, to December 1, 2015.
- [F5]The issuer and the reporting person mutually agreed to accelerate the vesting date for the 50% of the Deferred Restricted Share Units granted on February 4, 2015, from December 31, 2015, to December 1, 2015.
- [F6]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
- [F7]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of 50% of the restricted share units granted on February 4, 2015.