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4//SEC Filing

JMP GROUP LLC 4

Accession 0001246360-15-003682

CIK 0001302350operating
View on SEC.govCompany Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 7:21 PM ET

Size

15.5 KB

Accession

0001246360-15-003682

Insider Transaction Report

Form 4
Period: 2015-12-01
JMP GROUP LLCJMP
Ledbetter Kent
Other
Transactions
  • Tax Payment

    Common Shares

    2015-12-01$6.19/sh−18,662$115,518→ 69,626 total
  • Tax Payment

    Common Shares

    2015-12-01$6.19/sh−27,406$169,643→ 42,220 total
  • Exercise/Conversion

    Restricted Share Unit

    2015-12-01−52,523→ 112,524 total
    Exercise: $0.00From: 2015-12-01Exp: 2015-12-01→ Common Shares (52,523 underlying)
  • Exercise/Conversion

    Common Shares

    2015-12-01+52,523→ 88,288 total
  • Exercise/Conversion

    Common Shares

    2015-12-01+35,765→ 35,765 total
  • Exercise/Conversion

    Restricted Share Unit

    2015-12-01−35,765→ 165,047 total
    Exercise: $0.00From: 2015-12-01Exp: 2015-12-01→ Common Shares (35,765 underlying)
Holdings

  • Common Shares

    (indirect: By Trust)
    491,822
Footnotes (7)
  • [F1]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
  • [F2]Acquisition of common shares resulting from the vesting and delivery of 50% of the restricted share units granted on February 4, 2015.
  • [F3]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
  • [F4]The issuer and the reporting person mutually agreed to accelerate the vesting date for the remaining 50% of the Deferred Restricted Share Units granted on February 11, 2014, from December 31, 2015, to December 1, 2015.
  • [F5]The issuer and the reporting person mutually agreed to accelerate the vesting date for the 50% of the Deferred Restricted Share Units granted on February 4, 2015, from December 31, 2015, to December 1, 2015.
  • [F6]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
  • [F7]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of 50% of the restricted share units granted on February 4, 2015.

Documents

1 file

Issuer

JMP GROUP LLC

CIK 0001302350

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001302350

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 7:21 PM ET
Size
15.5 KB
View on SEC.gov