JMP GROUP LLC 4
4 · JMP GROUP LLC · Filed Dec 3, 2015
Insider Transaction Report
Form 4
Ledbetter Kent
Other
Transactions
- Tax Payment
Common Shares
2015-12-01$6.19/sh−18,662$115,518→ 69,626 total - Tax Payment
Common Shares
2015-12-01$6.19/sh−27,406$169,643→ 42,220 total - Exercise/Conversion
Restricted Share Unit
2015-12-01−52,523→ 112,524 totalExercise: $0.00From: 2015-12-01Exp: 2015-12-01→ Common Shares (52,523 underlying) - Exercise/Conversion
Common Shares
2015-12-01+52,523→ 88,288 total - Exercise/Conversion
Common Shares
2015-12-01+35,765→ 35,765 total - Exercise/Conversion
Restricted Share Unit
2015-12-01−35,765→ 165,047 totalExercise: $0.00From: 2015-12-01Exp: 2015-12-01→ Common Shares (35,765 underlying)
Holdings
- 491,822(indirect: By Trust)
Common Shares
Footnotes (7)
- [F1]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
- [F2]Acquisition of common shares resulting from the vesting and delivery of 50% of the restricted share units granted on February 4, 2015.
- [F3]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
- [F4]The issuer and the reporting person mutually agreed to accelerate the vesting date for the remaining 50% of the Deferred Restricted Share Units granted on February 11, 2014, from December 31, 2015, to December 1, 2015.
- [F5]The issuer and the reporting person mutually agreed to accelerate the vesting date for the 50% of the Deferred Restricted Share Units granted on February 4, 2015, from December 31, 2015, to December 1, 2015.
- [F6]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
- [F7]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of 50% of the restricted share units granted on February 4, 2015.