SWIFT ENERGY CO 4
4 · SWIFT ENERGY CO · Filed Apr 26, 2016
Insider Transaction Report
Form 4
SWIFT ENERGY COSFYWQ
Tomberlin Steven L.
Sr. VP, Resource Devel & Eng
Transactions
- Other
Swift Energy Company Common Stock
2016-04-22−46,200→ 56,505 total - Disposition to Issuer
SFY Cmmn Stk-Family Member
2016-04-22−2,000→ 0 total(indirect: By Children) - Disposition to Issuer
Swift Energy Company Common Stock
2016-04-22−56,505→ 0 total - Disposition to Issuer
SFY Cmmn Stock-IRA Holdings
2016-04-22−79,255→ 0 total(indirect: By IRA) - Disposition to Issuer
SFY Cmmn Stock-By Other Holdings
2016-04-22−30,000→ 0 total(indirect: By Partnership)
Holdings
- 0(indirect: By 401(k))
SFY Common Stock-401(k)
Footnotes (3)
- [F1]Since the date of the reporting person's last ownership report, the reporting person has disposed of 3,099 shares held in his 401(k) account in a required diversification pursuant to the withdrawal of SFY Common Stock as an investment choice.
- [F2]Pursuant to Section 503(c) of the Bankruptcy Code, the reporting person's Restricted Stock awards were cancelled upon the Issuer's emergence from bankruptcy, including shares which were prohibited from vesting during the time that the Issuer was in bankruptcy.
- [F3]Pursuant to the Plan of Reorganization approved by the Board of Directors and filed with the bankruptcy court, the Issuer's common stock (SFYWQ) was cancelled on April 22, 2016.