CMS ENERGY CORP 4
4 · CMS ENERGY CORP · Filed Aug 29, 2016
Insider Transaction Report
Form 4
BARFIELD JON E
Director
Transactions
- Gift
Common Stock
2016-08-25−1,000→ 32,824 total - Sale
Common Stock
2016-08-26$42.97/sh−9,568$411,166→ 23,256 total
Holdings
- 500(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]The total holdings reflect an adjustment of 250 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.97 to $42.99, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.