$ALK·4

ALASKA AIR GROUP, INC. · Oct 3, 8:00 PM ET

ALASKA AIR GROUP, INC. 4

4 · ALASKA AIR GROUP, INC. · Filed Oct 3, 2016

Insider Transaction Report

Form 4
Period: 2016-08-31
ELIASEN MARK G
VP/FINANCE & TREASURER
Transactions
  • Sale

    COMMON STOCK

    2016-10-03$65.60/sh2,200$144,3200 total
  • Exercise/Conversion

    COMMON STOCK

    2016-10-03$8.31/sh+1,320$10,9761,320 total
  • Exercise/Conversion

    EMPLOYEE STOCK OPTION (RT TO BUY)

    2016-10-031,3200 total
    Exercise: $8.31From: 2011-02-03Exp: 2020-02-03COMMON STOCK (1,320 underlying)
  • Exercise/Conversion

    EMPLOYEE STOCK OPTION (RT TO BUY)

    2016-10-038800 total
    Exercise: $15.32From: 2012-02-07Exp: 2021-02-07COMMON STOCK (880 underlying)
  • Award

    COMMON STOCK ESPP

    2016-08-31$57.40/sh+135$7,7495,437 total
  • Exercise/Conversion

    COMMON STOCK

    2016-10-03$15.32/sh+880$13,4862,200 total
Holdings
  • RESTRICTED STOCK UNIT

    3,040
  • COMMON STOCK 401(K)

    (indirect: By Trust)
    783
Footnotes (4)
  • [F1]COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/15.
  • [F2]STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
  • [F3]SHARES ACQUIRED UNDER ALASKA AIR GROUP'S 2010 EMPLOYEE STOCK PURCHASE PLAN THAT ARE EXEMPT UNDER BOTH RULE 16b-3(D) AND RULE 6b-3(c).
  • [F4]SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. ELIASEN ON 11/23/2015.

Documents

1 file
  • 4
    form.xmlPrimary

    PRIMARY DOCUMENT