4//SEC Filing
ALASKA AIR GROUP, INC. 4
Accession 0001246360-16-006882
$ALKCIK 0000766421operating
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 8:00 PM ET
Size
15.2 KB
Accession
0001246360-16-006882
Insider Transaction Report
Form 4
ELIASEN MARK G
VP/FINANCE & TREASURER
Transactions
- Sale
COMMON STOCK
2016-10-03$65.60/sh−2,200$144,320→ 0 total - Exercise/Conversion
COMMON STOCK
2016-10-03$8.31/sh+1,320$10,976→ 1,320 total - Exercise/Conversion
EMPLOYEE STOCK OPTION (RT TO BUY)
2016-10-03−1,320→ 0 totalExercise: $8.31From: 2011-02-03Exp: 2020-02-03→ COMMON STOCK (1,320 underlying) - Exercise/Conversion
EMPLOYEE STOCK OPTION (RT TO BUY)
2016-10-03−880→ 0 totalExercise: $15.32From: 2012-02-07Exp: 2021-02-07→ COMMON STOCK (880 underlying) - Award
COMMON STOCK ESPP
2016-08-31$57.40/sh+135$7,749→ 5,437 total - Exercise/Conversion
COMMON STOCK
2016-10-03$15.32/sh+880$13,486→ 2,200 total
Holdings
- 3,040
RESTRICTED STOCK UNIT
- 783(indirect: By Trust)
COMMON STOCK 401(K)
Footnotes (4)
- [F1]COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/15.
- [F2]STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
- [F3]SHARES ACQUIRED UNDER ALASKA AIR GROUP'S 2010 EMPLOYEE STOCK PURCHASE PLAN THAT ARE EXEMPT UNDER BOTH RULE 16b-3(D) AND RULE 6b-3(c).
- [F4]SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. ELIASEN ON 11/23/2015.
Documents
Issuer
ALASKA AIR GROUP, INC.
CIK 0000766421
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000766421
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 8:00 PM ET
- Size
- 15.2 KB