4//SEC Filing
ROCKWELL AUTOMATION INC 4
Accession 0001246360-16-007049
$ROKCIK 0001024478operating
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 5:49 PM ET
Size
12.3 KB
Accession
0001246360-16-007049
Insider Transaction Report
Form 4
HAGERMAN DOUGLAS M
Sr. VP, Gen Counsel and Sec.
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-10-31−14,300→ 0 totalExercise: $69.57From: 2011-12-07Exp: 2020-12-07→ Common Stock (14,300 underlying) - Exercise/Conversion
Common Stock
2016-10-31$69.57/sh+14,300$994,851→ 44,991 total - Sale
Common Stock
2016-10-31$119.45/sh−19,069$2,277,783→ 25,922 total - Sale
Common Stock
2016-10-31$119.92/sh−12,145$1,456,437→ 13,777 total
Holdings
- 212.069(indirect: By Savings Plan)
Common Stock
Footnotes (5)
- [F1]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2016. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
- [F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $118.79 to $119.78. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F3]Shares sold pursuant to a Rule 10b5-1 trading plan entered into on 8/31/2016.
- [F4]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $119.79 to $120.33. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F5]Includes 2,950 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Documents
Issuer
ROCKWELL AUTOMATION INC
CIK 0001024478
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001024478
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 5:49 PM ET
- Size
- 12.3 KB