4//SEC Filing
ROCKWELL AUTOMATION INC 4
Accession 0001246360-16-007123
$ROKCIK 0001024478operating
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 8:14 PM ET
Size
14.5 KB
Accession
0001246360-16-007123
Insider Transaction Report
Form 4
HAGERMAN DOUGLAS M
Sr. VP, Gen Counsel and Sec.
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-11-10−6,000→ 12,200 totalExercise: $74.14From: 2012-12-01Exp: 2021-12-01→ Common Stock (6,000 underlying) - Sale
Common Stock
2016-11-09$125.45/sh−1,466$183,907→ 12,311 total - Sale
Common Stock
2016-11-09$127.85/sh−1,600$204,564→ 10,711 total - Gift
Common Stock
2016-11-09−1,373→ 9,338 total - Sale
Common Stock
2016-11-10$129.53/sh−6,000$777,193→ 9,338 total - Exercise/Conversion
Common Stock
2016-11-10$74.14/sh+6,000$444,840→ 15,338 total
Holdings
- 212.174(indirect: By Savings Plan)
Common Stock
Footnotes (3)
- [F1]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 10/31/2016. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
- [F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $129.2700 to $129.8500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F3]Includes 2,950 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Documents
Issuer
ROCKWELL AUTOMATION INC
CIK 0001024478
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001024478
Filing Metadata
- Form type
- 4
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 8:14 PM ET
- Size
- 14.5 KB