ROCKWELL AUTOMATION INC 4
4 · ROCKWELL AUTOMATION INC · Filed Dec 1, 2016
Insider Transaction Report
Form 4
HAGERMAN DOUGLAS M
Sr. VP, Gen Counsel and Sec.
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-11-30−4,200→ 0 totalExercise: $74.14From: 2012-12-01Exp: 2021-12-01→ Common Stock (4,200 underlying) - Gift
Common Stock
2016-11-25−1,000→ 8,338 total - Exercise/Conversion
Common Stock
2016-11-30$74.14/sh+4,200$311,388→ 12,538 total - Sale
Common Stock
2016-11-30$133.80/sh−4,200$561,980→ 8,338 total
Holdings
- 212.174(indirect: By Savings Plan)
Common Stock
Footnotes (3)
- [F1]Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2016.
- [F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $133.8000 to $134.0000. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F3]Includes 2,950 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.