JMP GROUP LLC 4
4 · JMP GROUP LLC · Filed Dec 5, 2016
Insider Transaction Report
Form 4
Mack Carter D
DirectorPresident
Transactions
- Tax Payment
Common Shares
2016-12-01$6.22/sh−4,485$27,897→ 303,921 total - Exercise/Conversion
Common Shares
2016-12-01+11,937→ 308,406 total - Exercise/Conversion
Restricted Share Unit
2016-12-01−11,937→ 0 totalExercise: $0.00From: 2016-12-01Exp: 2016-12-01→ Common Shares (11,937 underlying)
Holdings
- 1,044,710(indirect: By Trust)
Common Shares
Footnotes (4)
- [F1]Held by the Mack Trust dated February 14, 2002.
- [F2]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015.
- [F3]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
- [F4]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015.