JMP GROUP LLC 4
4 · JMP GROUP LLC · Filed Dec 5, 2016
Insider Transaction Report
Form 4
Lehmann Mark L
DirectorPresident, JMP Securities
Transactions
- Exercise/Conversion
Common Shares
2016-12-01+10,232→ 20,257 total - Tax Payment
Common Shares
2016-12-01$6.22/sh−3,845$23,916→ 16,412 total - Exercise/Conversion
Restricted Share Unit
2016-12-01−10,232→ 0 totalExercise: $0.00From: 2016-12-01Exp: 2016-12-01→ Common Shares (10,232 underlying)
Holdings
- 720,826(indirect: By Trust)
Common Shares
Footnotes (4)
- [F1]Held by the Lehmann Trust dtd 3/4/2009.
- [F2]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015.
- [F3]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
- [F4]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015.