Home/Filings/4/0001246360-16-007289
4//SEC Filing

JMP GROUP LLC 4

Accession 0001246360-16-007289

CIK 0001302350operating

Filed

Dec 4, 7:00 PM ET

Accepted

Dec 5, 6:42 PM ET

Size

14.3 KB

Accession

0001246360-16-007289

Insider Transaction Report

Form 4
Period: 2016-12-01
Transactions
  • Tax Payment

    Common Shares

    2016-12-01$6.22/sh1,939$12,06196,664 total
  • Exercise/Conversion

    Common Shares

    2016-12-01+13,23398,413 total
  • Exercise/Conversion

    Restricted Share Unit

    2016-12-0113,23310,325 total
    Exercise: $0.00From: 2016-12-01Exp: 2016-12-01Common Shares (13,233 underlying)
  • Exercise/Conversion

    Restricted Share Unit

    2016-12-015,1625,163 total
    Exercise: $0.00From: 2016-12-01Exp: 2016-12-01Common Shares (5,162 underlying)
  • Exercise/Conversion

    Common Shares

    2016-12-01+5,162103,575 total
  • Tax Payment

    Common Shares

    2016-12-01$6.22/sh4,972$30,92698,603 total
Footnotes (5)
  • [F1]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015.
  • [F2]Acquisition of common shares resulting from the vesting and delivery of the initial 50% of the restricted share units granted on February 3, 2016.
  • [F3]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
  • [F4]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015.
  • [F5]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the initial 50% of the restricted share units granted on February 3, 2016.

Issuer

JMP GROUP LLC

CIK 0001302350

Entity typeoperating

Related Parties

1
  • filerCIK 0001302350

Filing Metadata

Form type
4
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 6:42 PM ET
Size
14.3 KB