JMP GROUP LLC|4Dec 5, 6:42 PM ET

JMP GROUP LLC 4

4 · JMP GROUP LLC · Filed Dec 5, 2016

Form 4

Period: 2016-12-01

CFO

Transactions

Tax Payment
Common Shares
2016-12-01$6.22/sh−1,939$12,061→ 96,664 total
Exercise/Conversion
Common Shares
2016-12-01+13,233→ 98,413 total
Exercise/Conversion
Restricted Share Unit
2016-12-01−13,233→ 10,325 total
Exercise: $0.00From: 2016-12-01Exp: 2016-12-01→ Common Shares (13,233 underlying)
Exercise/Conversion
Restricted Share Unit
2016-12-01−5,162→ 5,163 total
Exercise: $0.00From: 2016-12-01Exp: 2016-12-01→ Common Shares (5,162 underlying)
Exercise/Conversion
Common Shares
2016-12-01+5,162→ 103,575 total
Tax Payment
Common Shares
2016-12-01$6.22/sh−4,972$30,926→ 98,603 total

Footnotes (5)

[F1]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015.
[F2]Acquisition of common shares resulting from the vesting and delivery of the initial 50% of the restricted share units granted on February 3, 2016.
[F3]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
[F4]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015.
[F5]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the initial 50% of the restricted share units granted on February 3, 2016.

Documents

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