Home/Filings/4/0001246360-17-000808
4//SEC Filing

ALASKA AIR GROUP, INC. 4

Accession 0001246360-17-000808

$ALKCIK 0000766421operating

Filed

Feb 15, 7:00 PM ET

Accepted

Feb 16, 7:49 PM ET

Size

14.4 KB

Accession

0001246360-17-000808

Insider Transaction Report

Form 4
Period: 2017-02-14
ELIASEN MARK G
VP/FINANCE & TREASURER
Transactions
  • Award

    COMMON STOCK

    2017-02-14+2,3728,261 total
  • Sale

    COMMON STOCK

    2017-02-16$96.72/sh1,095$105,9086,517 total
  • Award

    RESTRICTED STOCK UNITS

    2017-02-14+710710 total
    Exercise: $0.00From: 2020-02-14Exp: 2027-02-14COMMON STOCK (710 underlying)
  • Tax Payment

    COMMON STOCK

    2017-02-14$96.30/sh649$62,4997,612 total
  • Award

    EMPLOYEE STOCK OPTION (RT TO BUY)

    2017-02-14+1,6301,630 total
    Exercise: $96.30From: 2018-02-14Exp: 2027-02-14COMMON STOCK (1,630 underlying)
Holdings
  • COMMON STOCK 401(K)

    (indirect: By Trust)
    783
  • COMMON STOCK

    6,517
Footnotes (6)
  • [F1]COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/16.
  • [F2]INCLUDES 4,937 SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN, AS WELL AS 910 AND 670 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
  • [F3]COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/2016 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/11/2014 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/14/2017.
  • [F4]RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.
  • [F5]OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021).
  • [F6]COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/14/2017. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.

Issuer

ALASKA AIR GROUP, INC.

CIK 0000766421

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000766421

Filing Metadata

Form type
4
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 7:49 PM ET
Size
14.4 KB