4//SEC Filing
ALASKA AIR GROUP, INC. 4
Accession 0001246360-17-000808
$ALKCIK 0000766421operating
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 7:49 PM ET
Size
14.4 KB
Accession
0001246360-17-000808
Insider Transaction Report
Form 4
ELIASEN MARK G
VP/FINANCE & TREASURER
Transactions
- Award
COMMON STOCK
2017-02-14+2,372→ 8,261 total - Sale
COMMON STOCK
2017-02-16$96.72/sh−1,095$105,908→ 6,517 total - Award
RESTRICTED STOCK UNITS
2017-02-14+710→ 710 totalExercise: $0.00From: 2020-02-14Exp: 2027-02-14→ COMMON STOCK (710 underlying) - Tax Payment
COMMON STOCK
2017-02-14$96.30/sh−649$62,499→ 7,612 total - Award
EMPLOYEE STOCK OPTION (RT TO BUY)
2017-02-14+1,630→ 1,630 totalExercise: $96.30From: 2018-02-14Exp: 2027-02-14→ COMMON STOCK (1,630 underlying)
Holdings
- 783(indirect: By Trust)
COMMON STOCK 401(K)
- 6,517
COMMON STOCK
Footnotes (6)
- [F1]COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/16.
- [F2]INCLUDES 4,937 SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN, AS WELL AS 910 AND 670 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
- [F3]COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/2016 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/11/2014 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/14/2017.
- [F4]RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.
- [F5]OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021).
- [F6]COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/14/2017. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.
Documents
Issuer
ALASKA AIR GROUP, INC.
CIK 0000766421
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000766421
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 7:49 PM ET
- Size
- 14.4 KB