Schmitt Susan 4

4 · ROCKWELL AUTOMATION INC · Filed Jan 30, 2018

Insider Transaction Report

Form 4

Period: 2018-01-26

ROCKWELL AUTOMATION INCROK

Schmitt Susan

Sr. VP, HR

Transactions

Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-01-26−8,900→ 0 total
Exercise: $108.89From: 2014-12-04Exp: 2023-12-04→ Common Stock (8,900 underlying)
Tax Payment
Common Stock
2018-01-26$203.01/sh−1,884$382,471→ 11,742 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-01-26−1,300→ 0 total
Exercise: $74.14From: 2012-12-01Exp: 2021-12-01→ Common Stock (1,300 underlying)
Sale
Common Stock
2018-01-26$200.54/sh−11,617$2,329,687→ 30,809 total
Sale
Common Stock
2018-01-26$202.56/sh−8,917$1,806,197→ 13,626 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-01-26−11,500→ 0 total
Exercise: $80.11From: 2013-12-06Exp: 2022-12-06→ Common Stock (11,500 underlying)
Exercise/Conversion
Common Stock
2018-01-26$80.11/sh+11,500$921,265→ 20,926 total
Exercise/Conversion
Common Stock
2018-01-26$108.89/sh+8,900$969,121→ 29,826 total
Exercise/Conversion
Common Stock
2018-01-26$115.69/sh+11,300$1,307,297→ 41,126 total
Exercise/Conversion
Common Stock
2018-01-26$74.14/sh+1,300$96,382→ 42,426 total
Sale
Common Stock
2018-01-26$201.35/sh−8,266$1,664,359→ 22,543 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-01-26−11,300→ 0 total
Exercise: $115.69From: 2015-12-02Exp: 2024-12-02→ Common Stock (11,300 underlying)

Holdings

Common Stock
(indirect: By Savings Plan)
2,424.705

Footnotes (5)

[F1]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
[F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $200.00 to $200.99. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F3]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $201.00 to $201.98. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F4]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $202.11 to $202.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F5]Includes 2,170 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Documents

1 file

4
form.xmlPrimary
PRIMARY DOCUMENT