ELIASEN MARK G 4
4 · ALASKA AIR GROUP, INC. · Filed Feb 12, 2018
Insider Transaction Report
Form 4
ELIASEN MARK G
VP/FINANCE & TREASURER
Transactions
- Award
COMMON STOCK
2017-08-31$63.46/sh+94$5,965→ 6,842 total - Tax Payment
COMMON STOCK
2018-02-10$64.72/sh−201$13,009→ 6,641 total
Holdings
- 783(indirect: By Trust)
COMMON STOCK 401(K)
Footnotes (4)
- [F1]COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/17.
- [F2]THE TOTAL NUMBER OF SHARES REPORTED IN COLUMN 5 OF THE FORM 4 FILED ON 02/16/2017, FOLLOWING THE REPORTED TRANSACTIONS, INCORRECTLY EXCLUDED 1,723 SECURITIES BENEFICIALLY HELD. A SUBSEQUENT DISPOSITION OF SHARES DISCLOSED ON FORM 4 ON 2/22/17 ALSO REPORTED THE INCORRECT TOTAL NUMBER OF SHARES BENEFICIALLY HELD FOLLOWING THE TRANSACTION. THE ERROR HAS BEEN CORRECTED.
- [F3]TOTAL HELD IN COLUMN 5 INCLUDES SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN; IT ALSO INCLUDES 670 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
- [F4]THESE SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).