Home/Filings/4/0001246360-18-002114
4//SEC Filing

Schmitt Susan 4

Accession 0001246360-18-002114

CIK 0001024478other

Filed

Aug 26, 8:00 PM ET

Accepted

Aug 27, 11:07 AM ET

Size

10.0 KB

Accession

0001246360-18-002114

Insider Transaction Report

Form 4
Period: 2018-08-24
Schmitt Susan
Sr. VP, HR
Transactions
  • Exercise/Conversion

    Common Stock

    2018-08-24$104.08/sh+4,500$468,36015,967 total
  • Sale

    Common Stock

    2018-08-24$175.02/sh4,500$787,59611,467 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2018-08-244,5009,300 total
    Exercise: $104.08From: 2016-12-03Exp: 2025-12-03Common Stock (4,500 underlying)
Holdings
  • Common Stock

    (indirect: By Savings Plan)
    106.668
Footnotes (3)
  • [F1]Shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2018. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  • [F2]The option vests in three substantially equal annual installments beginning on the date exercisable.
  • [F3]Includes 2,170 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Issuer

ROCKWELL AUTOMATION INC

CIK 0001024478

Entity typeother

Related Parties

1
  • filerCIK 0001405747

Filing Metadata

Form type
4
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 11:07 AM ET
Size
10.0 KB