Mack Carter D 4
4 · JMP GROUP LLC · Filed Oct 30, 2018
Insider Transaction Report
Form 4
Mack Carter D
DirectorPresident
Transactions
- Purchase
Common Shares
2018-10-30$5.00/sh+20,000$99,966→ 1,064,710 total(indirect: By Trust)
Holdings
- 303,921
Common Shares
Footnotes (2)
- [F1]The range of prices for the common shares is from $4.98 to $5.00. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- [F2]Held by the Mack Trust dated February 14, 2002.