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4//SEC Filing

Johnson Craig R 4

Accession 0001246360-18-002575

CIK 0001302350other
View on SEC.govCompany Profile

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 4:07 PM ET

Size

15.0 KB

Accession

0001246360-18-002575

Insider Transaction Report

Form 4
Period: 2018-12-01
JMP GROUP LLCJMP
Johnson Craig R
Director
Transactions
  • Exercise/Conversion

    Common Shares

    2018-12-01+8,358→ 364,712 total
  • Exercise/Conversion

    Common Shares

    2018-12-01$4.91/sh−2,890$14,190→ 359,918 total
  • Exercise/Conversion

    Restricted Share Unit

    2018-12-01−8,358→ 8,358 total
    Exercise: $0.00From: 2018-12-01Exp: 2018-12-01→ Common Shares (8,358 underlying)
  • Exercise/Conversion

    Common Shares

    2018-12-01+5,508→ 356,354 total
  • Exercise/Conversion

    Common Shares

    2018-12-01$4.91/sh−1,904$9,349→ 362,808 total
  • Exercise/Conversion

    Restricted Share Unit

    2018-12-01−5,508→ 16,716 total
    Exercise: $0.00From: 2018-12-01Exp: 2018-12-01→ Common Shares (5,508 underlying)
Holdings

  • Common Shares

    (indirect: By Trust)
    946,782
Footnotes (6)
  • [F1]Held by the Johnson Revocable Trust, UAD 07/02/97.
  • [F2]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 7, 2017.
  • [F3]Acquisition of common shares resulting from the vesting and delivery of the initial 50% of the restricted share units granted on February 6, 2018.
  • [F4]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
  • [F5]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 7, 2017.
  • [F6]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the initial 50% of the restricted share units granted on February 6, 2018.

Documents

1 file

Issuer

JMP GROUP LLC

CIK 0001302350

→
Entity typeother

Related Parties

1
  • filerCIK 0001398110

Filing Metadata

Form type
4
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 4:07 PM ET
Size
15.0 KB
View on SEC.gov