Johnson Craig R 4
4 · JMP GROUP LLC · Filed Dec 4, 2018
Insider Transaction Report
Form 4
Johnson Craig R
Director
Transactions
- Exercise/Conversion
Common Shares
2018-12-01+8,358→ 364,712 total - Exercise/Conversion
Common Shares
2018-12-01$4.91/sh−2,890$14,190→ 359,918 total - Exercise/Conversion
Restricted Share Unit
2018-12-01−8,358→ 8,358 totalExercise: $0.00From: 2018-12-01Exp: 2018-12-01→ Common Shares (8,358 underlying) - Exercise/Conversion
Common Shares
2018-12-01+5,508→ 356,354 total - Exercise/Conversion
Common Shares
2018-12-01$4.91/sh−1,904$9,349→ 362,808 total - Exercise/Conversion
Restricted Share Unit
2018-12-01−5,508→ 16,716 totalExercise: $0.00From: 2018-12-01Exp: 2018-12-01→ Common Shares (5,508 underlying)
Holdings
- 946,782(indirect: By Trust)
Common Shares
Footnotes (6)
- [F1]Held by the Johnson Revocable Trust, UAD 07/02/97.
- [F2]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 7, 2017.
- [F3]Acquisition of common shares resulting from the vesting and delivery of the initial 50% of the restricted share units granted on February 6, 2018.
- [F4]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
- [F5]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 7, 2017.
- [F6]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the initial 50% of the restricted share units granted on February 6, 2018.