4//SEC Filing
MCDERMOTT JOHN P 4
Accession 0001246360-18-002596
CIK 0001024478other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 5:14 PM ET
Size
13.0 KB
Accession
0001246360-18-002596
Insider Transaction Report
Form 4
MCDERMOTT JOHN P
Sr. Vice President
Transactions
- Exercise/Conversion
Common Stock
2018-12-03+7,100→ 37,731 total - Sale
Common Stock
2018-12-04$176.04/sh−3,833$674,768→ 33,897 total - Sale
Common Stock
2018-12-04$175.04/sh−1$175→ 37,730 total - Award
Employee stock option (right to buy)
2018-12-04+11,100→ 11,100 totalExercise: $171.46From: 2019-12-04Exp: 2028-12-04→ Common Stock (11,100 underlying) - Exercise/Conversion
Performance Shares
2018-12-03−7,100→ 0 totalFrom: 2018-12-03Exp: 2018-12-03→ Common Stock (7,100 underlying)
Footnotes (5)
- [F1]Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
- [F2]The option vests in three substantially equal annual installments beginning on the date exercisable.
- [F3]Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.
- [F4]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.04 to $176.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F5]Includes 1,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Documents
Issuer
ROCKWELL AUTOMATION INC
CIK 0001024478
Entity typeother
Related Parties
1- filerCIK 0001278046
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 5:14 PM ET
- Size
- 13.0 KB