MCDERMOTT JOHN P 4

4 · ROCKWELL AUTOMATION INC · Filed Dec 6, 2018

Form 4

Period: 2018-12-03

Sr. Vice President

Transactions

Exercise/Conversion
Common Stock
2018-12-03+7,100→ 37,731 total
Sale
Common Stock
2018-12-04$176.04/sh−3,833$674,768→ 33,897 total
Sale
Common Stock
2018-12-04$175.04/sh−1$175→ 37,730 total
Award
Employee stock option (right to buy)
2018-12-04+11,100→ 11,100 total
Exercise: $171.46From: 2019-12-04Exp: 2028-12-04→ Common Stock (11,100 underlying)
Exercise/Conversion
Performance Shares
2018-12-03−7,100→ 0 total
From: 2018-12-03Exp: 2018-12-03→ Common Stock (7,100 underlying)

Footnotes (5)

[F1]Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
[F2]The option vests in three substantially equal annual installments beginning on the date exercisable.
[F3]Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.
[F4]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.04 to $176.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F5]Includes 1,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Documents

1 file