4//SEC Filing
DORGAN DAVID M 4
Accession 0001246360-19-002446
CIK 0001024478other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 7:00 PM ET
Size
18.6 KB
Accession
0001246360-19-002446
Insider Transaction Report
Form 4
DORGAN DAVID M
VP and Controller
Transactions
- Exercise/Conversion
Common Stock
2019-11-14$115.69/sh+3,200$370,208→ 11,339 total - Exercise/Conversion
Common Stock
2019-11-14$108.89/sh+2,600$283,114→ 13,939 total - Exercise/Conversion
Common Stock
2019-11-14$80.11/sh+3,400$272,374→ 17,339 total - Sale
Common Stock
2019-11-14$198.22/sh−10,148$2,011,550→ 7,191 total - Gift
Common Stock
2019-11-14−26→ 7,165 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2019-11-14−2,600→ 0 totalExercise: $108.89From: 2014-12-04Exp: 2023-12-04→ Common Stock (2,600 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2019-11-14−3,400→ 0 totalExercise: $80.11From: 2013-12-06Exp: 2022-12-06→ Common Stock (3,400 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2019-11-14−3,200→ 0 totalExercise: $115.69From: 2015-12-02Exp: 2024-12-02→ Common Stock (3,200 underlying)
Holdings
- 1,720.53(indirect: By Savings Plan)
Common Stock
Footnotes (3)
- [F1]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 10/31/2019. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
- [F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.0700 to $198.2865. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F3]Includes 490 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Documents
Issuer
ROCKWELL AUTOMATION, INC
CIK 0001024478
Entity typeother
Related Parties
1- filerCIK 0001204907
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 7:00 PM ET
- Size
- 18.6 KB