DORGAN DAVID M 4
4 · ROCKWELL AUTOMATION, INC · Filed Nov 20, 2019
Insider Transaction Report
Form 4
DORGAN DAVID M
VP and Controller
Transactions
- Discretionary Transaction
Common Stock
2019-11-18$197.67/sh−1,717.622$339,522→ 0 total(indirect: By Savings Plan) - Discretionary Transaction
Common Stock Share Equivalents
2019-11-18−178.217→ 0 total(indirect: Nonqual.Savings Plan)Exercise: $197.67→ Common Stock (178.217 underlying)
Holdings
- 7,165
Common Stock
Footnotes (4)
- [F1]Includes 490 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
- [F2]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/18/2019. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
- [F3]Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/18/2019. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
- [F4]The share equivalents are payable in cash upon retirement or after termination of employment.