Johnson Craig R 4
4 · JMP GROUP LLC · Filed Dec 3, 2019
Insider Transaction Report
Form 4
Johnson Craig R
Director
Transactions
- Exercise/Conversion
Restricted Share Unit
2019-12-01−3,860→ 3,860 totalExercise: $0.00From: 2019-12-01Exp: 2019-12-01→ Common Shares (3,860 underlying) - Exercise/Conversion
Common Shares
2019-12-01+8,358→ 368,276 total - Exercise/Conversion
Common Shares
2019-12-01$3.24/sh−1,334$4,322→ 367,912 total - Exercise/Conversion
Restricted Share Unit
2019-12-01−8,358→ 7,720 totalExercise: $0.00From: 2019-12-01Exp: 2019-12-01→ Common Shares (8,358 underlying) - Exercise/Conversion
Common Shares
2019-12-01+3,860→ 372,136 total - Exercise/Conversion
Common Shares
2019-12-01$3.24/sh−2,890$9,364→ 369,246 total
Holdings
- 946,782(indirect: By Trust)
Common Shares
Footnotes (5)
- [F1]Held by the Johnson Revocable Trust, UAD 07/02/97.
- [F2]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 6, 2018.
- [F3]Acquisition of common shares resulting from the vesting and delivery of the initial 50% of the restricted share units granted on February 6, 2019.
- [F4]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 6, 2018.
- [F5]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the initial 50% of the restricted share units granted on February 6, 2019.