Murphy Robert B 4
4 · ROCKWELL AUTOMATION, INC · Filed Dec 10, 2019
Insider Transaction Report
Form 4
Murphy Robert B
Sr. VP Operations & Eng. Svcs.
Transactions
- Sale
Common Stock
2019-12-09$199.09/sh−373$74,262→ 2,856 total - Exercise/Conversion
Common Stock
2019-12-06+740→ 3,229 total - Exercise/Conversion
Performance Shares
2019-12-06−740→ 0 totalFrom: 2019-12-06Exp: 2019-12-06→ Common Stock (740 underlying)
Holdings
- 48.215(indirect: Non Qualified Savings Plan)
Common Stock Share Equivalents
→ Common Stock (48.215 underlying) - 258.978(indirect: By Savings Plan)
Common Stock
Footnotes (8)
- [F1]Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2019.
- [F2]Each unit is the economic equivalent of one share of Company common stock.
- [F3]The share equivalents are payable in cash upon retirement or after termination of employment.
- [F4]Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 10/31/2019. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
- [F5]Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
- [F6]Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/17/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019.
- [F7]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $199.05 to $199.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F8]Includes 1,060 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.