Donato Thomas 4

4 · ROCKWELL AUTOMATION, INC · Filed Dec 10, 2019

Form 4

Period: 2019-12-06

Senior Vice President

Transactions

Exercise/Conversion
Performance Shares
2019-12-06−362→ 0 total
From: 2019-12-06Exp: 2019-12-06→ Common Stock (362 underlying)
Exercise/Conversion
Common Stock
2019-12-06+210→ 2,360 total
Sale
Common Stock
2019-12-09$198.84/sh−253$50,306→ 2,469 total
Exercise/Conversion
Common Stock
2019-12-06+362→ 2,722 total
Exercise/Conversion
Restricted stock units
2019-12-06−210→ 0 total
From: 2019-12-06Exp: 2019-12-06→ Common Stock (210 underlying)

Footnotes (4)

[F1]Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
[F2]Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
[F3]Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 7/29/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019.
[F4]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.80 to $198.84. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Documents

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