Murphy Robert B 4

4 · ROCKWELL AUTOMATION, INC · Filed Feb 7, 2020

Form 4

Period: 2020-02-06

Sr. VP Operations & Eng. Svcs.

Transactions

Exercise/Conversion
Common Stock
2020-02-06$108.89/sh+2,000$217,780→ 4,856 total
Exercise/Conversion
Common Stock
2020-02-06$115.69/sh+2,400$277,656→ 7,256 total
Sale
Common Stock
2020-02-06$204.78/sh−4,400$901,026→ 2,856 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-02-06−2,000→ 0 total
Exercise: $108.89From: 2014-12-04Exp: 2023-12-04→ Common Stock (2,000 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-02-06−2,400→ 0 total
Exercise: $115.69From: 2015-12-02Exp: 2024-12-02→ Common Stock (2,400 underlying)

Holdings

Footnotes (3)

[F1]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2019. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
[F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $204.7770 to $204.8000. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F3]Includes 1,060 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Documents

1 file