Home/Filings/4/0001246360-20-000660
4//SEC Filing

GASTON ROGER C 4

Accession 0001246360-20-000660

CIK 0001718512other

Filed

Feb 24, 7:00 PM ET

Accepted

Feb 25, 8:07 PM ET

Size

15.8 KB

Accession

0001246360-20-000660

Insider Transaction Report

Form 4
Period: 2020-02-21
GASTON ROGER C
EVP-Human Resources
Transactions
  • Exercise/Conversion

    Ordinary Shares

    2020-02-22+4,14318,014 total
  • Tax Payment

    Ordinary Shares

    2020-02-22$12.60/sh1,423$17,93016,591 total
  • Award

    Performance-Based Restricted Stock Units (PBRSU)

    2020-02-21+17,56630,372 total
    Ordinary Shares (17,566 underlying)
  • Award

    Time-Based Restricted Stock Units

    2020-02-21+17,05029,480 total
    Ordinary Shares (17,050 underlying)
  • Award

    Employee Stock Options (right to buy)

    2020-02-21+44,75644,756 total
    Exercise: $12.60Exp: 2030-02-21Ordinary Shares (44,756 underlying)
  • Exercise/Conversion

    Time-Based Restricted Stock Units

    2020-02-224,14325,337 total
    Ordinary Shares (4,143 underlying)
Footnotes (7)
  • [F1]Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).
  • [F2]These TBRSUs vest in three substantially equal annual installments beginning on the first anniversary of the grant date.
  • [F3]This options award will vest in three substantially equal annual installments beginning on the first anniversary of the grant date.
  • [F4]Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measure, which is based 50% on total shareholder return with absolute and relative measures and 50% on adjusted return on invested capital.
  • [F5]This award vests on the date that the compensation committee certifies the achievement of the performance measure following the three-year performance period.
  • [F6]Represents time-based restricted stock units (TBRSU) that vested on the anniversary of the grant date.
  • [F7]The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects the TBRSUs outstanding subject to future vesting.

Issuer

Gates Industrial Corp plc

CIK 0001718512

Entity typeother

Related Parties

1
  • filerCIK 0001043033

Filing Metadata

Form type
4
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 8:07 PM ET
Size
15.8 KB