JMP GROUP LLC·4

Sep 14, 5:14 PM ET

Jolson Joseph A 4

4 · JMP GROUP LLC · Filed Sep 14, 2020

Insider Transaction Report

Form 4
Period: 2020-09-10
Jolson Joseph A
DirectorCEO10% Owner
Transactions
  • Sale

    Common Shares

    2020-09-10$2.39/sh200,000$478,0005,125,926 total(indirect: By Trust)
  • Purchase

    Common Shares

    2020-09-10$2.39/sh+200,000$478,000275,000 total(indirect: By Foundation)
Holdings
  • Common Shares

    36,400
  • Common Shares

    (indirect: By Trust)
    1,328,210
Footnotes (3)
  • [F1]Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
  • [F2]Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
  • [F3]Reflects common shares held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is a trustee.

Documents

1 file
  • 4
    form.xmlPrimary

    PRIMARY DOCUMENT