4//SEC Filing
Johnson Craig R 4
Accession 0001246360-20-001870
CIK 0001302350other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 9:21 PM ET
Size
9.5 KB
Accession
0001246360-20-001870
Insider Transaction Report
Form 4
Johnson Craig R
Director
Transactions
- Exercise/Conversion
Common Shares
2020-12-01$3.09/sh−1,334$4,128→ 370,438 total - Exercise/Conversion
Common Shares
2020-12-01+3,860→ 371,772 total - Exercise/Conversion
Restricted Share Unit
2020-12-01−3,860→ 0 totalExercise: $0.00From: 2020-12-01Exp: 2020-12-01→ Common Shares (3,860 underlying)
Holdings
- 996,782(indirect: By Trust)
Common Shares
Footnotes (4)
- [F1]Held by the Johnson Revocable Trust, UAD 07/02/97.
- [F2]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 6, 2019.
- [F3]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 6, 2019.
- [F4]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
Documents
Issuer
JMP GROUP LLC
CIK 0001302350
Entity typeother
Related Parties
1- filerCIK 0001398110
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 9:21 PM ET
- Size
- 9.5 KB