JMP GROUP LLC·4

Dec 3, 9:21 PM ET

Johnson Craig R 4

4 · JMP GROUP LLC · Filed Dec 3, 2020

Insider Transaction Report

Form 4
Period: 2020-12-01
Transactions
  • Exercise/Conversion

    Common Shares

    2020-12-01$3.09/sh1,334$4,128370,438 total
  • Exercise/Conversion

    Common Shares

    2020-12-01+3,860371,772 total
  • Exercise/Conversion

    Restricted Share Unit

    2020-12-013,8600 total
    Exercise: $0.00From: 2020-12-01Exp: 2020-12-01Common Shares (3,860 underlying)
Holdings
  • Common Shares

    (indirect: By Trust)
    996,782
Footnotes (4)
  • [F1]Held by the Johnson Revocable Trust, UAD 07/02/97.
  • [F2]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 6, 2019.
  • [F3]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 6, 2019.
  • [F4]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.

Documents

1 file
  • 4
    form.xmlPrimary

    PRIMARY DOCUMENT