Fooks Elik I 4
4 · ROCKWELL AUTOMATION, INC · Filed Dec 10, 2020
Insider Transaction Report
Form 4
Fooks Elik I
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2020-12-08+782→ 4,678.805 total - Sale
Common Stock
2020-12-09$249.55/sh−277$69,127→ 4,401.805 total - Exercise/Conversion
Performance Shares
2020-12-08−782→ 0 totalFrom: 2020-12-08Exp: 2020-12-08→ Common Stock (782 underlying) - Sale
Common Stock
2020-12-09$250.59/sh−227$56,883→ 4,174.805 total
Holdings
- 3,355.137(indirect: By savings plan)
Common Stock
Footnotes (6)
- [F1]Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/2/2020.
- [F2]Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
- [F3]Sale of shares pursuant to Rule 10b5-1 trading plan entered into 2/10/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.
- [F4]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.2450 to $249.77. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F5]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.3850 to $250.8801. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F6]Includes 750 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.