Donato Thomas 4
4 · ROCKWELL AUTOMATION, INC · Filed Dec 10, 2020
Insider Transaction Report
Form 4
Donato Thomas
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2020-12-08+521→ 1,490 total - Exercise/Conversion
Restricted stock units
2020-12-08−240→ 0 totalFrom: 2020-12-08Exp: 2020-12-08→ Common Stock (240 underlying) - Exercise/Conversion
Performance Shares
2020-12-08−521→ 0 totalFrom: 2020-12-08Exp: 2020-12-08→ Common Stock (521 underlying) - Exercise/Conversion
Common Stock
2020-12-08+240→ 1,730 total - Sale
Common Stock
2020-12-09$249.65/sh−344$85,881→ 1,386 total - Sale
Common Stock
2020-12-09$251.15/sh−1$251→ 1,385 total
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
- [F2]Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
- [F3]Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/19/2020 to cover taxes due on restricted stock units and performance shares that vested on 12/8/2020.
- [F4]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.5150 to $249.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.