Home/Filings/4/0001246360-20-001929
4//SEC Filing

Fooks Elik I 4

Accession 0001246360-20-001929

CIK 0001024478other

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 5:07 PM ET

Size

10.3 KB

Accession

0001246360-20-001929

Insider Transaction Report

Form 4
Period: 2020-12-10
Fooks Elik I
Senior Vice President
Transactions
  • Award

    Employee stock option (right to buy)

    2020-12-10+2,4502,450 total
    Exercise: $246.77From: 2021-12-10Exp: 2030-12-10Common Stock (2,450 underlying)
  • Award

    Restricted stock units

    2020-12-10+550550 total
    From: 2021-12-10Exp: 2023-12-10Common Stock (550 underlying)
Holdings
  • Common Stock Share Equivalents

    (indirect: By nonqualified savings plan)
    Common Stock (140.966 underlying)
    140.966
Footnotes (7)
  • [F1]Each unit is the economic equivalent of one share of Company common stock.
  • [F2]The share equivalents are payable in cash upon retirement or after termination of employment.
  • [F3]Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/2/2020. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  • [F4]Awarded under the Company's 2020 Long-Term Incentives Plan.
  • [F5]The option vests in three substantially equal annual installments beginning on the date exercisable.
  • [F6]Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
  • [F7]The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Issuer

ROCKWELL AUTOMATION, INC

CIK 0001024478

Entity typeother

Related Parties

1
  • filerCIK 0001699819

Filing Metadata

Form type
4
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 5:07 PM ET
Size
10.3 KB